Securities regulation in the United States - PDFSEARCH.IO - Document Search Engine

Securities regulation in the United States
Results: 4123

#	Item
841	December 8, 2014 Ontario Securities Commission 20 Queen Street West, 20th Floor Toronto, ON M5H 3S8 Re: Comment on CCMRA These comments are an adaptation of four op-eds that I wrote in the National Post on November Add to Reading List Source URL: ccmr-ocrmc.ca Language: English - Date: 2014-12-19 14:06:04 Economics 73rd United States Congress United States Securities and Exchange Commission United States securities law New Deal Securities Act Securities Commission of New Zealand Financial regulation Securities Commission Stock market Financial economics Financial system
842	This document is an unofficial consolidation of all amendments to National Instrument[removed]Definitions, current to May 6, 2011. This document is for reference purposes only and is not an official statement of the law. Add to Reading List Source URL: www.msc.gov.mb.ca Language: English - Date: 2013-03-06 16:17:45 73rd United States Congress United States Securities and Exchange Commission Stock market Finance Canadian law Canadian securities regulation Securities Exchange Act Securities regulation in the United States Securities Act Financial regulation United States securities law Financial economics
843	Advisory Committee on Small and Emerging Companies (Notice of Meeting) Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2014-12-01 14:13:52 SEC filings United States securities law Corporate governance Financial regulation Government Business Corporate crime U.S. Securities and Exchange Commission Securities regulation in the United States
844	Conflict Minerals and Resource Extraction: Dodd-Frank, SEC Regulations, and Legal Challenges Add to Reading List Source URL: www.fas.org Language: English - Date: 2014-12-05 13:46:01 Conflict minerals Minerals Mining in Rwanda Mining in the Democratic Republic of the Congo Financial economics Dodd–Frank Wall Street Reform and Consumer Protection Act U.S. Securities and Exchange Commission Securities Exchange Act Regulation D United States Securities and Exchange Commission United States securities law Financial regulation
845	OP-ED: Reply to Jeffrey MacIntosh by Philip Anisman December 17, 2014 In our bottom-line driven society, reasoning process is too often treated as subservient to ideological goals and results. Even when an element of an Add to Reading List Source URL: ccmr-ocrmc.ca Language: English - Date: 2014-12-19 14:06:55 73rd United States Congress United States Securities and Exchange Commission Securities Act Securities regulation in the United States Financial regulation Law United States securities law Canadian law Canadian securities regulation
846	1 INSTRUCTIONS FOR COMPLETING THE INVESTOR COMPLAINT FORM The Pennsylvania Department of Banking and Securities (Department) is responsible for regulating securities activities in Pennsylvania. The Department’s Bureau Add to Reading List Source URL: www.dobs.pa.gov Language: English - Date: 2015-01-07 14:01:49 Corporate crime U.S. Securities and Exchange Commission Financial Industry Regulatory Authority Securities Act Financial system Business United States securities law Self-regulatory organizations Financial regulation
847	Order Approving Proposed Rule Change to Amend the Clearing Rules of the Mortgage-Backed Securities Division to Establish a Membership Category and Minimum Financial Requirements for Insured Credit Unions Add to Reading List Source URL: dtcc.com Language: English - Date: 2014-12-09 14:55:47 Credit union Federal Credit Union Act Government Bank regulation in the United States Independent agencies of the United States government National Credit Union Administration
848	OMB APPROVAL OMB Number: [removed]Estimated average burden hours per response[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-11-24 16:04:02 Financial regulation Securities Exchange Act Stock market Finance Securities regulation in the United States Security U.S. Securities and Exchange Commission Financial economics Form 144 United States securities law 73rd United States Congress United States Securities and Exchange Commission
849	STATE OF MICHIGAN DEPARTMENT OF LABOR & ECONOMIC GROWTH OFFICE OF FINANCIAL AND INSURANCE SERVICES Before the Commissioner of the Office of Financial and Insurance Services In the matter of: Enforcement Case No[removed] Add to Reading List Source URL: www.michigan.gov Language: English - Date: 2012-12-07 19:36:36 Uniform Securities Act Securities Act Security Financial economics Financial regulation Investment United States securities law 73rd United States Congress United States Securities and Exchange Commission
850	ADOPTED REGULATION OF THE NEVADA STATE COMMISSIONERS OF THE WESTERN INTERSTATE COMMISSION FOR HIGHER EDUCATION LCB File No. R047-14 Effective December 22, 2014 EXPLANATION – Matter in italics is new; matter in brackets Add to Reading List Source URL: leg.state.nv.us Language: English - Date: 2014-12-23 18:20:24 Securities Act Regulation Law Public administration Financial regulation United States securities law Accountability Freedom of information legislation

UPDATE